Investing in financial products involves risk to your capital.

Close Navigation
Learn more about IBKR accounts

Exempt Offerings

Trading Term

Security offerings that are exempt from the Securities Act of 1933. Examples of justifications for an exempt status include:

  • Issuers limiting the amount of capital being raised.
  • Securities being offered privately.
  • Securities being offered in only one state.

This website uses cookies to collect usage information in order to offer a better browsing experience. By browsing this site or by clicking on the "ACCEPT COOKIES" button you accept our Cookie Policy.